Canadian Securities Administrators

Advocates want securities association’s diversity consultation to take broad approach

OSC to start enforcing new rules for unregistered crypto trading platforms

Investment industry groups push for quicker merger of regulators

Why the investment industry should prepare for more rigorous regulations

Amid surge in retail demand, cryptocurrency firms urged to improve disclosures for investors

Single self-regulatory body for Canada’s securities industry could launch quickly, mutual fund overseer says

How investment firms are tackling the adoption of the client-focused reforms

A strong case can be made for Ontario to support market passport system

MFDA expands proposal for merger of regulators

New rules for portfolio managers could redefine hiring practices at financial services firms

New rules make ‘at the market’ share offerings more popular

Regulators crack down on funds sold by discount brokers

Why advisors are reconsidering investors’ appetite for risk

Securities regulators warn about proposals to limit Ontario regulator’s enforcement powers

Investment industry could save millions if Canada’s regulatory organizations merge, report says

Regulators give small, specialized investment firms greater flexibility

Streetwise newsletter: Securities regulators seek public input on changing oversight of investment industry

Canadian securities regulators launched fewer new enforcement cases last year, but issued more alerts

Canada’s investment sector needs a new regulator, not just a merger of existing bodies